Stampouli, Chrysovalantou

2016-03-02T01:00:17Z

https://repository.ihu.edu.gr//xmlui/handle/11544/12461

The IBA Guidelines on Conflicts of Interest in International Arbitration.

Arbitration and award

Conflict of laws--Arbitration and award.

International Bar Association--Directories

free

BOOKS & ARTICLES Berger K. P. (3 rd ed.) (2015) The Commencement of the Arbitration, P rivate Dispute Resolution in International Business: Negotiation, Mediation, Arbit ration. Kluwer Law International. Blackaby N., Partatsides C. , Redfern A. and Hunter M. (5th ed.) (2009) Redfern and Hunter on International Arbitration. Oxford University Press. Born G.B. (2 nd ed.) (2014) Selection, Challenge and Replacement o f Arbitrators in International Arbitration. In the International Commercial Arbitr ation Selection, Kluwer Law International. Brekoulakis S. (2013) Systemic Bias and the Institutio n of International Arbitration: a New Ap- proach to Arbitral Decision-Making. Journal of International Dispute Settlement , pp. 1-33. European Convention on the Human Rights. Freyer D. and Bedard J. (21 st ed.) (2004) The Concept of Ethical Rules or The New IBA Guidelines on Conflicts of Interest in International Arbitratio n. ADR & the Law. 36 Hodges P. (2015) The Arbitrator and the Arbitration Procedure, The Proliferation of “Soft Laws” in International Arbitration: Time to Draw the Line ? In the Austrian Yearbook on International Ar- bitration, Volume 2015 , pp. 205 – 229. Hodges P., Leathley C., GreenawayJ. and MacKinnon J. (2014) Publication of New IBA Guidelines on Confli ct of Interests in International Arbitration – the key changes. http://hsfnotes.com/arbitration/ (accessed on 2016). IBANET http://www.ibanet.org (accessed on 2016). Kaufmann-Kohler G. (2010) Soft Law in International Arbitration: Codification and Normativity. Journal of International Dispute Settlement , pp. 1 – 17. Landolt P. (2005) The IBA Guidelines on Conflicts of Interest in International Arbitration: An Overview. Journal of International Arbitration, Volume 22 Iss ue 5 , pp.409 – 418. Lew J.D.M. and Mistelis L. A. (2003) Impartiality and Independence of Arbitrators. Comparative International Commercial Arbitration , pp. 255 – 273. Mourre A. (2015) The Arbitrator and the Arbitration Procedure, Conflicts, Disclosures: The IBA Guidelin es and Beyond. Austrian Yearbook on International Arbitration, Vol ume 2015 , pp. 291 – 300. Moyeed K., Montgomery C. and Palon N. (2015) A guid e to the IBA’s Revised Guidelines on con- flicts of Interest. Clyde & Co. LLP, http://www.clydeco.com/ (accessed on 2016). Mullerat Obe R. (2012) The IBA Guidelines on Conflic ts of Interest revisited Another Contribution to th e Revision of an Excellent Instrument, which Needs a Slight Daltonism Treatment. Spain Arbitration Review , Volume 2012, Issue 14 , pp. 61 – 99. Osmanoglu B. (2015) Third-Party Funding in Internat ional Commercial Arbitration and Arbitrator Conflic t of Interest. Journal of International Arbitration, Volume 32 Iss ue 3 , pp. 325 – 350. Park W. and Rogers C. (2015) The Arbitration Agreem ent and Arbitrability, Third-Party Funding in Inter na- tional Arbitration: The ICCA Queen-Mary Task Force. Austrian Yearbook on International Arbitration, Vo- lume 2015 , pp. 113 – 123. Scherer M. (2008) First Reference to the IBA Guideli nes on Conflicts of Interest in International Arbit ration, Case Note on Swiss Supreme Court Decisions 4A_506/2 007 & 4A_528/2007. ASA Bulletin, Volume 26 Issue 3 , pp. 588 – 595. Shore L. and Cabrol E. (2004) A Comment on the IBA Guidelines on Conflicts of Interest: The Fragile Ba lance between Principles and Illustrations, and the Myster y of the “Subjective Test”. 15 Am. Rev. Int’l Arb. 599. Smith (1990) The Impartiality of the Party-Appointe d Arbitrators. Arbitral International , pp. 320 – 323. Smith M.D. (2015) IBA Guidelines on Conflicts of Int erest in International Arbitration 2014. http://www.kwm.com (accessed on 2016). Squire Patton Boggs (2014) New IBA Guidelines on Co nflicts of Interest in International Arbitration: A n overview of the Main Changes. Available at: http://squirepattonboggs.com/ (accessed on 2016). 37 Voser N. and Petti A.M. (2015) The Revised IBA Guidel ines on Conflicts of Interest in International Arbitration . ASA Bulletin, Volume 33 Issue 1 , pp. 6 – 36. Young ICCA Guide on Arbitral Secretaries. Ziade N. G. (2015) How Should Arbitral Institutions A ddress Issues of Conflicts of Interest? http://kluwerarbitration.com/ (accessed on 2016). CASES Webb v The Queen (1996) 181 CLR 41 (HCA). ICSID Case No. AR/05/124, Hrvatska Elektroprivreda, d .d. v The Republic of Slovenia. Case No R G 2006/1542/A (22 December 2006) Court of First Instance of Brussels. Available at: http://ita.law.uvic.ca (accessed on 2016). Case No R G 2007/AR/70 (29 October 2007), Republique de Pologne c/ Eureko BV et al, 26 ASA Bulletin 565 (2008), Brussels Court of Appeal. UNCITRAL Case National Grid Plc v The Republic of Ar gentine, LCIA Case No Un 7949. Available at: http://iisd.org/pdf/2008/itn_lcia_rulling_kessler_chal lenge.pdf (accessed on 2016)

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4 Contents I.PREFACE ......................................... ................................................... ................ 6 II.INTRODUCTION ................................... ................................................... ............ 7 III.THE IBA GUIDELINES ON CONFLICTS OF INTEREST 200 4 ....................................... 9 A. AN OVERVIEW .................................................. ................................................... ...... 9 B. LEGAL STATUS .................................................. ................................................... .... 11 a. A set of best practices ........................... ................................................. 1 1 b. Non-binding nature ................................ ................................................ 12 C. INTERPRETATION ISSUES .................................................. .......................................... 13 c. Standard of impartiality and independence ......... .................................. 13 d. Conflicts of interest ............................. ................................................... . 17 e. Duty of disclosure ................................ ................................................... 18 f. Practical application of the General Standards..... ................................. 19 i. Red List .......................................... .................................................. 19 ii. Orange List ....................................... .............................................. 20 iii. Green List ........................................ ............................................... 22 D. APPLICATION IN PRACTICE .................................................. ........................................ 22 IV. THE REVISED IBA GUIDELINES ON CONFLICTS OF INTEREST 2014 ....................... 24 E. KEY CHANGES ON THE IBA GUIDELINES ON CONFLICTS OF I NTEREST 2014 ............................ 24 a. Advance waivers ................................... .................................................. 24 b. Arbitral secretaries .............................. ................................................... 26 c. Arbitrator’s law firm ............................. .................................................. 27 5 d. Third-party funders ............................... .................................................. 28 e. Identity of counsel ............................... ................................................... 30 f. New entries in the lists .......................... ................................................. 3 0 V. CONCLUSIONS ....................................... ................................................... ........ 32 VI. BIBLIOGRAPHY ...................................... ................................................... ........ 34

Gottwald, Peter

Komnios, Komninos

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